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CIPS L5M5 考試大綱:
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最新的 CIPS Level 5 Advanced Diploma in Procurement and Supply L5M5 免費考試真題 (Q73-Q78):
問題 #73
A retail company has recently faced supply chain fraud, including counterfeit products and inflated invoices from suppliers. To enhance its fraud prevention measures, the management team is considering various strategies. Which of the following would be the most effective approach to mitigating supply chain fraud?
- A. Keep Up to Date with Legislation
- B. Establish a Diverse Supply Chain
- C. Fact-Finding Questionnaires
- D. Due Diligence on Suppliers
答案:D
解題說明:
Choice D- This is the correct option. Due diligence refers to the comprehensive assessment and verification of suppliers' backgrounds, financial health, and compliance with ethical standards. This includes checking for certifications, conducting audits, and evaluating their business practices. By thoroughly vetting suppliers, companies can significantly reduce the risk of partnering with those involved in fraudulent activities, making this the most direct and effective strategy against fraud.
Incorrect answer:
Choice A- Establishing a diverse supply chain involves engaging multiple suppliers across different regions and sectors. This approach reduces reliance on any single supplier, making it harder for fraudulent activities to go unnoticed. However, while diversification can reduce risk, it does not directly address the verification of supplier integrity or prevent fraud at individual supplier levels.
Choice B- Staying informed about relevant laws and regulations is crucial for compliance and avoiding legal issues. While this can help protect a company from legal repercussions related to fraud, it does not inherently prevent fraud itself. It's more about ensuring that the company operates within legal boundaries rather than directly addressing fraudulent practices.
Choice C- Fact-finding questionnaires are tools used to gather information from suppliers regarding their operations, risk management, and compliance measures. While this can provide insights into a supplier's practices and help identify potential risks, it may not be as thorough or effective as direct due diligence efforts. Suppliers might provide misleading information, so this method should complement more rigorous vetting processes.
Reference:
LO-1.1; Page 51; Issues impacting ethical and sustainable procurement and supply: modern slavery, bribery, corruption, fraud and human rights infringements
問題 #74
A leading coffee retailer advocates buying beans directly from farmers rather than using intermediaries such as exporters. By partnering with farmers and investing locally, what is this practice called?
- A. Trade Initiative
- B. Greenwashing
- C. Direct Trade
- D. Fair Trade
答案:C
解題說明:
Comprehensive and Detailed Explanation From Exact Extract of Documents:
The practice described is known as Direct Trade. Unlike Fair Trade, which follows certification standards set by external bodies, Direct Trade involves companies directly sourcing from producers, often providing higher prices and more investment in local communities. The L5M5 study guide (p.309) explains that Direct Trade is particularly common in coffee and cocoa supply chains, where companies wish to build stronger, transparent, and ethical relationships with producers. It differs from Fair Trade in that it avoids third-party certification costs and focuses on building trust through long-term partnerships. Procurement professionals must understand both models when sourcing ethically in international markets.
Reference: Managing Ethical Procurement and Supply (L5M5) Study Guide, p.309
問題 #75
Which of the following statements is TRUE about the adjudication form of dispute resolution? Select TWO
- A. It is quicker than going through the courts
- B. The decision cannot be legally binding
- C. It is an informal process
- D. A decision must be made within 28 days
答案:A,D
解題說明:
Comprehensive and Detailed Explanation From Exact Extract of Documents:
Adjudication is a formal ADR method, widely used in construction and supply disputes. The L5M5 study guide (p.237) outlines its key features: it is designed to be faster than court proceedings and legally requires that a decision is reached within 28 days of referral. Decisions made can also be legally binding. Contrary to option A, adjudication is not informal; it follows structured legal processes. Option D is also incorrect, as adjudicator decisions may carry binding authority unless overturned later in arbitration or litigation. The process ensures disputes are resolved promptly, preventing long project delays.
Reference: Managing Ethical Procurement and Supply (L5M5) Study Guide, p.237
問題 #76
Which term describes non-binding recommendations that offer guidance on best practices?
- A. Statutes
- B. Guidelines
- C. Directives
- D. Regulations
答案:B
解題說明:
Choice A- These are non-binding recommendations or advice that suggest best practices but do not carry the force of law. This A is the correct choice.
Incorrect answer:
Choice B- These are binding legal rules that must be followed as they have the force of law. They come into force on a set date in all of the member states.
Choice C- In legal contexts (e.g., EU), directives set goals that member states must achieve, but each state decides how to implement them.
Choice D- These are formal written laws passed by a legislative body of a government, and they are legally binding.
Reference:
LO-2.2; Page 185; Monitoring Contract Performance
問題 #77
The use of child labour can affect which parties in the supply chain? Select TWO
- A. Suppliers
- B. Manufacturers
- C. Retailers
- D. Producers
答案:B,D
解題說明:
Comprehensive and Detailed Explanation From Exact Extract of Documents:
Child labour often occurs in the production stage (e.g., farming, mining) and manufacturing stage (e.g., garment sweatshops). According to the L5M5 study guide (p.252), these unethical practices create risks for procurement, as organisations may face reputational damage, legal consequences, and disrupted supply chains. Retailers and suppliers are indirectly affected but are not the primary locations where child labour is found. Procurement professionals must ensure thorough supply chain due diligence, audits, and supplier codes of conduct to prevent child labour risks in procurement decisions.
Reference: Managing Ethical Procurement and Supply (L5M5) Study Guide, p.252
問題 #78
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